RIA Intel›Advisers›Minnesota›CRI SECURITIES, LLC

CRI SECURITIES, LLC

Advisory

N·ST.PAUL, MN

Data as of Oct 15, 2021 · Source: SEC Form ADV

Total AUM

$1.7B

1-Year AUM Growth

+22.1%

3-Year CAGR

+6.7%

Employees

188

Assets Under Management

Total AUM$1.7B

Discretionary AUM$835M

Non-Discretionary AUM$840M

Discretionary %49.8%

Total Clients—

Team

Total Employees188

Investment Advisers269

Employee Growth (1Y)—

Filing History

Total Filings on Record60

First FilingOct 9, 2003

Latest FilingOct 15, 2021

🔒 Full AUM trend chart and 60 historical filings spanning 18+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on CRI SECURITIES, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.