RIA Intel›Advisers›Missouri›CONVERGENCE FINANCIAL, LLC

CONVERGENCE FINANCIAL, LLC

Advisory

N·COLUMBIA, MO

Data as of Mar 5, 2026 · Source: SEC Form ADV

Total AUM

$703M

1-Year AUM Growth

+41.7%

3-Year CAGR

+25.5%

Employees

13

Assets Under Management

Total AUM$703M

Discretionary AUM$703M

Non-Discretionary AUM$941K

Discretionary %99.9%

Total Clients2,222

Team

Total Employees13

Investment Advisers18

Employee Growth (1Y)-35.0%

Filing History

Total Filings on Record35

First FilingMay 4, 2019

Latest FilingMar 5, 2026

🔒 Full AUM trend chart and 35 historical filings spanning 7+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on CONVERGENCE FINANCIAL, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.