RIA Intel›Advisers›Washington›CONCEPTS FINANCIAL SERVICES, LLC

CONCEPTS FINANCIAL SERVICES, LLC

Advisory

KIRKLAND, WA

Data as of Mar 23, 2026 · Source: SEC Form ADV

Average account

$168K

across 136 accounts

AUM per adviser

$23M

1 advisers

Source: SEC Form ADV. Figures as filed Mar 23, 2026.

Total AUM

$23M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

1

Assets Under Management

Total AUM$23M

Discretionary AUM$0

Non-Discretionary AUM$23M

Discretionary %0%

Total Clients96

Team

Total Employees1

Investment Advisers1

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureLimited Liability Company

Fiscal Year EndDecember

Operates InWA

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

96 clients

4 high-net-worth

The full client-type breakdown and the share of AUM each category represents.

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