RIA Intel›Advisers›New Hampshire›COMPASS ROSE INVESTMENTS, LLC

COMPASS ROSE INVESTMENTS, LLC

Advisory

N·PORTSMOUTH, NH

Data as of Mar 29, 2023 · Source: SEC Form ADV

Total AUM

$104M

1-Year AUM Growth

-20.5%

3-Year CAGR

+1.3%

Employees

4

Assets Under Management

Total AUM$104M

Discretionary AUM$100M

Non-Discretionary AUM$4M

Discretionary %96.1%

Total Clients—

Team

Total Employees4

Investment Advisers4

Employee Growth (1Y)—

Filing History

Total Filings on Record12

First FilingFeb 4, 2020

Latest FilingMar 29, 2023

🔒 Full AUM trend chart and 12 historical filings spanning 3+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on COMPASS ROSE INVESTMENTS, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.