RIA Intel›Advisers›New York›CLARFELD FINANCIAL ADVISORS, LLC

CLARFELD FINANCIAL ADVISORS, LLC

Advisory

N·TARRYTOWN, NY

Data as of Jul 8, 2026 · Source: SEC Form ADV

Total AUM

$16.6B

1-Year AUM Growth

+78.6%

3-Year CAGR

+29.2%

Employees

214

Assets Under Management

Total AUM$16.6B

Discretionary AUM$14.3B

Non-Discretionary AUM$2.3B

Discretionary %86.2%

Total Clients2,073

Team

Total Employees214

Investment Advisers214

Employee Growth (1Y)+14.3%

Filing History

Total Filings on Record136

First FilingFeb 21, 2001

Latest FilingJul 8, 2026

🔒 Full AUM trend chart and 136 historical filings spanning 25+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on CLARFELD FINANCIAL ADVISORS, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.