CIM, LLC

Advisory

N·ALBANY, NY

Data as of Mar 27, 2026 · Source: SEC Form ADV

Total AUM

$804M

1-Year AUM Growth

+23.3%

3-Year CAGR

+3.9%

Employees

10

Assets Under Management

Total AUM$804M

Discretionary AUM$771M

Non-Discretionary AUM$34M

Discretionary %95.8%

Total Clients363

Team

Total Employees10

Investment Advisers12

Employee Growth (1Y)—

Filing History

Total Filings on Record51

First FilingSep 27, 2004

Latest FilingMar 27, 2026

🔒 Full AUM trend chart and 51 historical filings spanning 22+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

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📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on CIM, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.