RIA Intel›Advisers›Texas›CERTIFIED FINANCIAL STRATEGIES CORPORATION

CERTIFIED FINANCIAL STRATEGIES CORPORATION

Advisory

N·DALLAS, TX

Data as of Mar 6, 2026 · Source: SEC Form ADV

Total AUM
$133M
1-Year AUM Growth
0.0%
3-Year CAGR
+17.3%
Employees
2
Assets Under Management
Total AUM$133M
Discretionary AUM$86M
Non-Discretionary AUM$47M
Discretionary %64.8%
Total Clients152
Team
Total Employees2
Investment Advisers2
Employee Growth (1Y)—
Filing History
Total Filings on Record21
First FilingDec 20, 2005
Latest FilingMar 6, 2026
🔒 Full AUM trend chart and 21 historical filings spanning 21+ years
Sign up free to view →
Registration
Status—
Registration Date—
SEC RegisteredYes
Exempt ReportingNo
⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

Sign up free to unlock
📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

Sign up free to unlock
👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

Sign up free to unlock
🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Sign up free to unlock

Get the full picture on CERTIFIED FINANCIAL STRATEGIES CORPORATION

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.

Sign up free →