RIA Intel›Advisers›California›CENTAURUS FINANCIAL, INC.

CENTAURUS FINANCIAL, INC.

Advisory

N·ANAHEIM, CA

Data as of Jul 28, 2026 · Source: SEC Form ADV

Total AUM

$9.7B

1-Year AUM Growth

+20.4%

3-Year CAGR

+13.8%

Employees

426

Assets Under Management

Total AUM$9.7B

Discretionary AUM$3.2B

Non-Discretionary AUM$6.5B

Discretionary %33%

Total Clients38,049

Team

Total Employees426

Investment Advisers571

Employee Growth (1Y)-2.7%

Filing History

Total Filings on Record75

First FilingApr 30, 2001

Latest FilingJul 28, 2026

🔒 Full AUM trend chart and 75 historical filings spanning 25+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on CENTAURUS FINANCIAL, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.