RIA Intel›Advisers›California›CD FINANCIAL LLC

CD FINANCIAL LLC

Advisory

SAN JUAN CAPISTRANO, CA

Data as of Jul 28, 2026 · Source: SEC Form ADV

Rank in CA
#2,810
of 5,480 advisers by AUM
Average account
$394K
across 253 accounts
AUM per adviser
$100M
1 adviser

Source: SEC Form ADV. Figures as filed Jul 28, 2026.

Total AUM
$100M
Discretionary %
100%
Clients
253
Employees
1

State-registered adviser

Figures are from this firm’s most recent Form ADV. Growth rates, the AUM trend and peer ranking each need two or more filings to compare, so they are not available yet — they build up from here as new filings are made.

Assets Under Management
Total AUM$100M
Discretionary AUM$100M
Non-Discretionary AUM$0
Discretionary %100%
Total Clients253
Team
Total Employees1
Investment Advisers1
Registration
SEC RegisteredNo
Exempt ReportingNo
Legal StructureLimited Liability Company
Fiscal Year EndDecember
Operates InCA, CO, NV, TX
Succession Risk
Peer Benchmarking
Owners & Officers
Client Demographics

Advisers of similar size in CA

Closest by assets under management. All figures from Form ADV.

FAIRLEAD FINANCIAL ADVISORS, LLC
$100M
PARVEST ASSET MANAGEMENT, INC.
GREENBRAE, CA
$100M
+4.5% 1Y
JBK INVESTMENTS, INC
CARDIFF-BY-THE-SEA, CA
$100M
JAMES CURTIS ENTERPRISES, INC.
COSTA MESA, CA
$99M
INVESTMENT COUNSELORS OF REDLANDS LLC
REDLANDS, CA
$100M
-2.1% 1Y
COBEY JACOBSON & GORDON INC
PASADENA, CA
$99M
-2.2% 1Y

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