RIA Intel›Advisers›California›CBT FINANCIAL PLANNING, INC.

CBT FINANCIAL PLANNING, INC.

Advisory

N·IRVINE, CA

Data as of Mar 15, 2021 · Source: SEC Form ADV

Total AUM

$203M

1-Year AUM Growth

+8.2%

3-Year CAGR

+6.8%

Employees

2

Assets Under Management

Total AUM$203M

Discretionary AUM$177M

Non-Discretionary AUM$26M

Discretionary %87.1%

Total Clients—

Team

Total Employees2

Investment Advisers4

Employee Growth (1Y)—

Filing History

Total Filings on Record18

First FilingDec 17, 2010

Latest FilingMar 15, 2021

🔒 Full AUM trend chart and 18 historical filings spanning 11+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on CBT FINANCIAL PLANNING, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.