RIA Intel›Advisers›South Carolina›CATAWBA RIVER CAPITAL

CATAWBA RIVER CAPITAL

Advisory

Y·LAKE WYLIE, SC

Data as of Feb 18, 2026 · Source: SEC Form ADV

Total AUM

$325M

1-Year AUM Growth

+13.8%

3-Year CAGR

+5.7%

Employees

3

Assets Under Management

Total AUM$325M

Discretionary AUM$271M

Non-Discretionary AUM$54M

Discretionary %83.4%

Total Clients233

Team

Total Employees3

Investment Advisers4

Employee Growth (1Y)0.0%

Filing History

Total Filings on Record37

First FilingFeb 21, 2006

Latest FilingFeb 18, 2026

🔒 Full AUM trend chart and 37 historical filings spanning 20+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on CATAWBA RIVER CAPITAL

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.