RIA Intel›Advisers›California›CASTLE WEALTH PLANNING LLC

CASTLE WEALTH PLANNING LLC

Advisory

N·SANTA BARBARA, CA

Data as of Mar 31, 2026 · Source: SEC Form ADV

Total AUM

$236M

1-Year AUM Growth

+19.4%

3-Year CAGR

+1.4%

Employees

1

Assets Under Management

Total AUM$236M

Discretionary AUM$203M

Non-Discretionary AUM$33M

Discretionary %85.9%

Total Clients119

Team

Total Employees1

Investment Advisers3

Employee Growth (1Y)-50.0%

Filing History

Total Filings on Record23

First FilingJul 2, 2010

Latest FilingMar 31, 2026

🔒 Full AUM trend chart and 23 historical filings spanning 16+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on CASTLE WEALTH PLANNING LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.