RIA Intel›Advisers›Minnesota›CASTLE ROCK FINANCIAL PLANNING, INC.

CASTLE ROCK FINANCIAL PLANNING, INC.

Advisory

MENDOTA HEIGHTS, MN

Data as of Mar 27, 2026 · Source: SEC Form ADV

Rank in MN

#481

of 511 advisers by AUM

Average account

$250K

across 197 accounts

AUM per adviser

$49M

1 advisers

Source: SEC Form ADV. Figures as filed Mar 27, 2026.

Total AUM

$49M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

2

Assets Under Management

Total AUM$49M

Discretionary AUM$49M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients89

Team

Total Employees2

Investment Advisers1

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureCorporation

Fiscal Year EndDecember

Operates InMN

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

89 clients

22 high-net-worth

The full client-type breakdown and the share of AUM each category represents.

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