RIA Intel›Advisers›Indiana›CASTLE INVESTMENT ADVISORY, LLC

CASTLE INVESTMENT ADVISORY, LLC

Advisory

N·INDIANAPOLIS, IN

Data as of Mar 5, 2021 · Source: SEC Form ADV

Total AUM

$334M

1-Year AUM Growth

+13.1%

3-Year CAGR

+8.4%

Employees

6

Assets Under Management

Total AUM$334M

Discretionary AUM$314M

Non-Discretionary AUM$20M

Discretionary %94%

Total Clients—

Team

Total Employees6

Investment Advisers12

Employee Growth (1Y)—

Filing History

Total Filings on Record24

First FilingOct 10, 2008

Latest FilingMar 5, 2021

🔒 Full AUM trend chart and 24 historical filings spanning 13+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on CASTLE INVESTMENT ADVISORY, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.