RIA Intel›Advisers›Florida›CASE PEARLMAN RETIREMENT PLAN ADVISORS, LLC

CASE PEARLMAN RETIREMENT PLAN ADVISORS, LLC

Advisory

N·FORT MYERS, FL

Data as of Mar 12, 2021 · Source: SEC Form ADV

Total AUM

$478M

1-Year AUM Growth

+5.5%

3-Year CAGR

+10.8%

Employees

5

Assets Under Management

Total AUM$478M

Discretionary AUM$453M

Non-Discretionary AUM$25M

Discretionary %94.8%

Total Clients—

Team

Total Employees5

Investment Advisers6

Employee Growth (1Y)—

Filing History

Total Filings on Record10

First FilingMay 20, 2014

Latest FilingMar 12, 2021

🔒 Full AUM trend chart and 10 historical filings spanning 7+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on CASE PEARLMAN RETIREMENT PLAN ADVISORS, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.