RIA Intel›Advisers›Colorado›CASCADE FINANCIAL MANAGEMENT, INC.

CASCADE FINANCIAL MANAGEMENT, INC.

Advisory

N·DENVER, CO

Data as of Jul 1, 2020 · Source: SEC Form ADV

Total AUM

$337M

1-Year AUM Growth

+22.0%

3-Year CAGR

+15.7%

Employees

13

Assets Under Management

Total AUM$337M

Discretionary AUM$337M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients—

Team

Total Employees13

Investment Advisers18

Employee Growth (1Y)—

Filing History

Total Filings on Record52

First FilingMar 27, 2002

Latest FilingJul 1, 2020

🔒 Full AUM trend chart and 52 historical filings spanning 18+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on CASCADE FINANCIAL MANAGEMENT, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.