RIA Intel›Advisers›New York›CARROLL FINANCIAL GROUP, INC.

CARROLL FINANCIAL GROUP, INC.

Advisory

NY

Data as of Jul 31, 2026 · Source: SEC Form ADV

Rank in NY

#5,025

of 5,722 advisers by AUM

Average account

$200K

across 106 accounts

AUM per adviser

$21M

1 advisers

Source: SEC Form ADV. Figures as filed Jul 31, 2026.

Total AUM

$21M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

1

Assets Under Management

Total AUM$21M

Discretionary AUM$21M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients40

Team

Total Employees1

Investment Advisers1

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureCorporation

Fiscal Year EndDecember

Operates InNY

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

40 clients

25 high-net-worth

The full client-type breakdown and the share of AUM each category represents.

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