RIA Intel›Advisers›North Carolina›CAROLINAS WEALTH CONSULTING LLC

CAROLINAS WEALTH CONSULTING LLC

Advisory

N·CHARLOTTE, NC

Data as of Mar 28, 2024 · Source: SEC Form ADV

Total AUM

$1.5B

1-Year AUM Growth

-6.7%

3-Year CAGR

-3.6%

Employees

10

Assets Under Management

Total AUM$1.5B

Discretionary AUM$1.1B

Non-Discretionary AUM$313M

Discretionary %78.4%

Total Clients657

Team

Total Employees10

Investment Advisers17

Employee Growth (1Y)-38.9%

Filing History

Total Filings on Record12

First FilingMay 10, 2019

Latest FilingMar 28, 2024

🔒 Full AUM trend chart and 12 historical filings spanning 5+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on CAROLINAS WEALTH CONSULTING LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.