RIA Intel›Advisers›New York›CAPSTONE INVESTMENT FINANCIAL GROUP, LLC

CAPSTONE INVESTMENT FINANCIAL GROUP, LLC

Advisory

N·WEBSTER, NY

Data as of Feb 23, 2026 · Source: SEC Form ADV

Total AUM
$175M
1-Year AUM Growth
+26.1%
3-Year CAGR
+8.4%
Employees
3
Assets Under Management
Total AUM$175M
Discretionary AUM$170M
Non-Discretionary AUM$5M
Discretionary %97.4%
Total Clients387
Team
Total Employees3
Investment Advisers6
Employee Growth (1Y)0.0%
Filing History
Total Filings on Record52
First FilingMar 13, 2007
Latest FilingFeb 23, 2026
🔒 Full AUM trend chart and 52 historical filings spanning 19+ years
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Registration
Status—
Registration Date—
SEC RegisteredYes
Exempt ReportingNo
⚡ Succession Risk Score

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👥 Owners & Officers

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🏦 Client Demographics

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