RIA Intel›Advisers›California›CAPRICORN INVESTMENT GROUP LLC

CAPRICORN INVESTMENT GROUP LLC

Advisory

N·PALO ALTO, CA

Data as of Feb 18, 2026 · Source: SEC Form ADV

Total AUM
$12.5B
1-Year AUM Growth
+32.6%
3-Year CAGR
+8.7%
Employees
12
Assets Under Management
Total AUM$12.5B
Discretionary AUM$8.4B
Non-Discretionary AUM$4.0B
Discretionary %67.6%
Total Clients32
Team
Total Employees12
Investment Advisers41
Employee Growth (1Y)0.0%
Filing History
Total Filings on Record35
First FilingSep 11, 2008
Latest FilingFeb 18, 2026
🔒 Full AUM trend chart and 35 historical filings spanning 18+ years
Sign up free to view →
Registration
Status—
Registration Date—
SEC RegisteredYes
Exempt ReportingNo
⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

Sign up free to unlock
📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

Sign up free to unlock
👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

Sign up free to unlock
🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Sign up free to unlock

Get the full picture on CAPRICORN INVESTMENT GROUP LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.

Sign up free →