RIA Intel›Advisers›California›CAPITAL WEALTH STRATEGIES, LLC

CAPITAL WEALTH STRATEGIES, LLC

Advisory

SANTA BARBARA, CA

Data as of Apr 1, 2026 · Source: SEC Form ADV

Rank in CA

#3,461

of 5,480 advisers by AUM

Average account

$427K

across 117 accounts

AUM per adviser

$50M

1 advisers

Source: SEC Form ADV. Figures as filed Apr 1, 2026.

Total AUM

$50M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

1

Assets Under Management

Total AUM$50M

Discretionary AUM$50M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients117

Team

Total Employees1

Investment Advisers1

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureLimited Liability Company

Fiscal Year EndDecember

Operates InCA, TX

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

See plansIncluded with the Intelligence plan

Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

See plansIncluded with the Intelligence plan

Owners & Officers

Names, titles, ownership bands and control-person status for each.

See plansIncluded with the Intelligence plan

Client Demographics

117 clients

17 high-net-worth

The full client-type breakdown and the share of AUM each category represents.

See plansIncluded with the Intelligence plan

Advisers of similar size in CA

Closest by assets under management. All figures from Form ADV.

WILLIAMS, PAUL RUDY

$50M

MANETTA WEALTH MANAGEMENT INC.

$50M

OM PACIFIC CAPITAL LLC

$50M

OSMIUM PARTNERS, LLC

SAN FRANCISCO, CA

$50M

GENDREAU & ASSOCIATES, INC.

MONARCH BEACH, CA

$50M

AFFIRMED FINANCIAL MANAGEMENT INC

$50M

Get the full picture on CAPITAL WEALTH STRATEGIES, LLC

A free account gives you full profiles across 57,000+ ADV filers, state-level reports, and a watchlist to track CAPITAL WEALTH STRATEGIES, LLC and its peers. Owners, succession scoring and peer benchmarking are on the Intelligence plan.

Create a free account →See plans