RIA Intel›Advisers›California›CAPITAL RESEARCH & CONSULTING LLC

CAPITAL RESEARCH & CONSULTING LLC

Advisory

N·PASADENA, CA

Data as of Mar 25, 2026 · Source: SEC Form ADV

Total AUM

$6.0B

1-Year AUM Growth

+16.1%

3-Year CAGR

+5.1%

Employees

2

Assets Under Management

Total AUM$6.0B

Discretionary AUM$603M

Non-Discretionary AUM$5.4B

Discretionary %10.1%

Total Clients—

Team

Total Employees2

Investment Advisers8

Employee Growth (1Y)—

Filing History

Total Filings on Record24

First FilingJan 2, 2002

Latest FilingMar 25, 2026

🔒 Full AUM trend chart and 24 historical filings spanning 24+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on CAPITAL RESEARCH & CONSULTING LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.