RIA Intel›Advisers›Washington›CAPITAL PLANNING CORP

CAPITAL PLANNING CORP

Advisory

N·BELLEVUE, WA

Data as of Oct 31, 2013 · Source: SEC Form ADV

Total AUM

$305M

1-Year AUM Growth

+20.1%

3-Year CAGR

+11.1%

Employees

9

Assets Under Management

Total AUM$305M

Discretionary AUM$281M

Non-Discretionary AUM$24M

Discretionary %92%

Total Clients—

Team

Total Employees9

Investment Advisers10

Employee Growth (1Y)—

Filing History

Total Filings on Record32

First FilingFeb 1, 2001

Latest FilingOct 31, 2013

🔒 Full AUM trend chart and 32 historical filings spanning 12+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on CAPITAL PLANNING CORP

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.