RIA Intel›Advisers›CAPITAL MARKETS IQ, LLC

CAPITAL MARKETS IQ, LLC

Advisory

N·

Data as of Jul 28, 2026 · Source: SEC Form ADV

Total AUM
$571M
1-Year AUM Growth
+14.9%
3-Year CAGR
+16.6%
Employees
20
Assets Under Management
Total AUM$571M
Discretionary AUM$456M
Non-Discretionary AUM$116M
Discretionary %79.7%
Total Clients827
Team
Total Employees20
Investment Advisers23
Employee Growth (1Y)0.0%
Filing History
Total Filings on Record128
First FilingFeb 26, 2009
Latest FilingJul 28, 2026
🔒 Full AUM trend chart and 128 historical filings spanning 17+ years
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Registration
Status—
Registration Date—
SEC RegisteredYes
Exempt ReportingNo
⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

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📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

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👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

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🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

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Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.

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