RIA Intel›Advisers›Illinois›CAPITAL GAINS INC

CAPITAL GAINS INC

Advisory

N·NILES, IL

Data as of Jan 28, 2026 · Source: SEC Form ADV

Total AUM

$167M

1-Year AUM Growth

+53.0%

3-Year CAGR

-11.0%

Employees

1

Assets Under Management

Total AUM$167M

Discretionary AUM$167M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients—

Team

Total Employees1

Investment Advisers3

Employee Growth (1Y)—

Filing History

Total Filings on Record28

First FilingMar 26, 2001

Latest FilingJan 28, 2026

🔒 Full AUM trend chart and 28 historical filings spanning 25+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

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📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on CAPITAL GAINS INC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.