RIA Intel›Advisers›North Carolina›CAPFINANCIAL PARTNERS, LLC

CAPFINANCIAL PARTNERS, LLC

Advisory

Y·RALEIGH, NC

Data as of Oct 30, 2014 · Source: SEC Form ADV

Total AUM

$116.2B

1-Year AUM Growth

+39.5%

3-Year CAGR

+26.9%

Employees

92

Assets Under Management

Total AUM$116.2B

Discretionary AUM$3.6B

Non-Discretionary AUM$112.6B

Discretionary %3.1%

Total Clients—

Team

Total Employees92

Investment Advisers310

Employee Growth (1Y)—

Filing History

Total Filings on Record44

First FilingJun 26, 2003

Latest FilingOct 30, 2014

🔒 Full AUM trend chart and 44 historical filings spanning 11+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on CAPFINANCIAL PARTNERS, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.