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CAPE ANN ASSET MANAGEMENT LIMITED

Advisory

N·LONDON

Data as of Jun 27, 2024 · Source: SEC Form ADV

Total AUM

$3.8B

1-Year AUM Growth

+9.9%

3-Year CAGR

-3.9%

Employees

9

Assets Under Management

Total AUM$3.8B

Discretionary AUM$3.8B

Non-Discretionary AUM$0

Discretionary %100%

Total Clients4

Team

Total Employees9

Investment Advisers21

Employee Growth (1Y)—

Filing History

Total Filings on Record13

First FilingJun 13, 2016

Latest FilingJun 27, 2024

🔒 Full AUM trend chart and 13 historical filings spanning 8+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on CAPE ANN ASSET MANAGEMENT LIMITED

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.