RIA Intel›Advisers›Florida›CALTON & ASSOCIATES, INC.

CALTON & ASSOCIATES, INC.

Advisory

N·TAMPA, FL

Data as of May 8, 2026 · Source: SEC Form ADV

Total AUM

$1.6B

1-Year AUM Growth

+14.8%

3-Year CAGR

-2.0%

Employees

221

Assets Under Management

Total AUM$1.6B

Discretionary AUM$1.6B

Non-Discretionary AUM$23M

Discretionary %98.5%

Total Clients5,283

Team

Total Employees221

Investment Advisers373

Employee Growth (1Y)0.0%

Filing History

Total Filings on Record67

First FilingMar 17, 2009

Latest FilingMay 8, 2026

🔒 Full AUM trend chart and 67 historical filings spanning 17+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on CALTON & ASSOCIATES, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.