RIA Intel›Advisers›Texas›CAIN, WATTERS & ASSOCIATES, LLC

CAIN, WATTERS & ASSOCIATES, LLC

Advisory

N·FRISCO, TX

Data as of Feb 2, 2026 · Source: SEC Form ADV

Total AUM

$4.2B

1-Year AUM Growth

+19.6%

3-Year CAGR

+15.5%

Employees

71

Assets Under Management

Total AUM$4.2B

Discretionary AUM$1.9B

Non-Discretionary AUM$2.3B

Discretionary %45.4%

Total Clients3,168

Team

Total Employees71

Investment Advisers337

Employee Growth (1Y)+12.7%

Filing History

Total Filings on Record76

First FilingMar 15, 2001

Latest FilingFeb 2, 2026

🔒 Full AUM trend chart and 76 historical filings spanning 25+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on CAIN, WATTERS & ASSOCIATES, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.