RIA Intel›Advisers›Arizona›BROOKWOOD INVESTMENT GROUP LLC

BROOKWOOD INVESTMENT GROUP LLC

Advisory

N·PHOENIX, AZ

Data as of Mar 31, 2026 · Source: SEC Form ADV

Total AUM

$1.3B

1-Year AUM Growth

0.0%

3-Year CAGR

—

Employees

22

Assets Under Management

Total AUM$1.3B

Discretionary AUM$1.2B

Non-Discretionary AUM$17M

Discretionary %98.6%

Total Clients3,162

Team

Total Employees22

Investment Advisers24

Employee Growth (1Y)0.0%

Filing History

Total Filings on Record24

First FilingSep 16, 2021

Latest FilingMar 31, 2026

🔒 Full AUM trend chart and 24 historical filings spanning 5+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on BROOKWOOD INVESTMENT GROUP LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.