RIA Intel›Advisers›North Carolina›BROOKS FINANCIAL OF NORTH CAROLINA, LLC

BROOKS FINANCIAL OF NORTH CAROLINA, LLC

Advisory

DURHAM, NC

Data as of Feb 25, 2026 · Source: SEC Form ADV

Average account

$92K

across 103 accounts

AUM per adviser

$10M

1 advisers

Source: SEC Form ADV. Figures as filed Feb 25, 2026.

Total AUM

$10M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

1

Assets Under Management

Total AUM$10M

Discretionary AUM$0

Non-Discretionary AUM$10M

Discretionary %0%

Total Clients59

Team

Total Employees1

Investment Advisers1

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureLimited Liability Company

Fiscal Year EndDecember

Operates InNC

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

59 clients

1 high-net-worth

The full client-type breakdown and the share of AUM each category represents.

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