RIA Intel›Advisers›New York›BROADWOOD CAPITAL, INC

BROADWOOD CAPITAL, INC

Advisory

N·NEW YORK, NY

Data as of Mar 31, 2026 · Source: SEC Form ADV

Total AUM
$1.7B
1-Year AUM Growth
+7.2%
3-Year CAGR
-10.8%
Employees
5
Assets Under Management
Total AUM$1.7B
Discretionary AUM$1.7B
Non-Discretionary AUM$0
Discretionary %100%
Total Clients2
Team
Total Employees5
Investment Advisers6
Employee Growth (1Y)+25.0%
Filing History
Total Filings on Record17
First FilingFeb 14, 2012
Latest FilingMar 31, 2026
🔒 Full AUM trend chart and 17 historical filings spanning 14+ years
Sign up free to view →
Registration
Status—
Registration Date—
SEC RegisteredYes
Exempt ReportingNo
⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

Sign up free to unlock
📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

Sign up free to unlock
👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

Sign up free to unlock
🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Sign up free to unlock

Get the full picture on BROADWOOD CAPITAL, INC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.

Sign up free →