RIA Intel›Advisers›Delaware›BREAKWATER WEALTH MANAGEMENT, LLC

BREAKWATER WEALTH MANAGEMENT, LLC

Advisory

Data as of Apr 24, 2026 · Source: SEC Form ADV

Average account

$431K

across 83 accounts

AUM per adviser

$36M

1 advisers

Source: SEC Form ADV. Figures as filed Apr 24, 2026.

Total AUM

$36M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

1

Assets Under Management

Total AUM$36M

Discretionary AUM$16M

Non-Discretionary AUM$20M

Discretionary %45.4%

Total Clients55

Team

Total Employees1

Investment Advisers1

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureLimited Liability Company

Fiscal Year EndDecember

Operates InDE

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

55 clients

15 high-net-worth

The full client-type breakdown and the share of AUM each category represents.

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Advisers of similar size in DE

Closest by assets under management. All figures from Form ADV.

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$36M

-9.4% 1Y

BLACK DIAMOND FINANCIAL PLANNING, LLC

$36M

HARNETT INVESTMENT ADVISERS LLC

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TOBIN INVESTMENT PLANNING LLC

$35M

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