RIA Intel›Advisers›Washington›BREAKWATER INVESTMENT MANAGEMENT, LLC

BREAKWATER INVESTMENT MANAGEMENT, LLC

Advisory

N·SEATTLE, WA

Data as of Apr 15, 2026 · Source: SEC Form ADV

Total AUM
$303M
1-Year AUM Growth
+13.5%
3-Year CAGR
+6.1%
Employees
2
Assets Under Management
Total AUM$303M
Discretionary AUM$303M
Non-Discretionary AUM$0
Discretionary %100%
Total Clients157
Team
Total Employees2
Investment Advisers4
Employee Growth (1Y)0.0%
Filing History
Total Filings on Record32
First FilingNov 11, 2009
Latest FilingApr 15, 2026
🔒 Full AUM trend chart and 32 historical filings spanning 17+ years
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Registration
Status—
Registration Date—
SEC RegisteredYes
Exempt ReportingNo
⚡ Succession Risk Score

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👥 Owners & Officers

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🏦 Client Demographics

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