RIA Intel›Advisers›California›BREAKWATER INVESTMENT GROUP, LLC

BREAKWATER INVESTMENT GROUP, LLC

Advisory

NEWPORT BEACH, CA

Data as of Mar 30, 2026 · Source: SEC Form ADV

Rank in CA
#2,723
of 5,480 advisers by AUM
Average account
$2M
across 60 accounts
AUM per adviser
$54M
2 advisers

Source: SEC Form ADV. Figures as filed Mar 30, 2026.

Total AUM
$107M
1-Year AUM Growth
—
3-Year CAGR
—
Employees
2
Assets Under Management
Total AUM$107M
Discretionary AUM$92M
Non-Discretionary AUM$15M
Discretionary %86.3%
Total Clients13
Team
Total Employees2
Investment Advisers2
Employee Growth (1Y)—
Registration
SEC RegisteredNo
Exempt ReportingNo
Legal StructureLimited Liability Company
Fiscal Year EndDecember
Operates InCA
Succession Risk
Peer Benchmarking
Owners & Officers
Client Demographics

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