RIA Intel›Advisers›New Jersey›BREAKWATER CAPITAL GROUP

BREAKWATER CAPITAL GROUP

Advisory

N·PARAMUS, NJ

Data as of Jul 24, 2026 · Source: SEC Form ADV

Total AUM
$1.0B
1-Year AUM Growth
0.0%
3-Year CAGR
+21.3%
Employees
4
Assets Under Management
Total AUM$1.0B
Discretionary AUM$1.0B
Non-Discretionary AUM$0
Discretionary %100%
Total Clients314
Team
Total Employees4
Investment Advisers4
Employee Growth (1Y)0.0%
Filing History
Total Filings on Record15
First FilingApr 19, 2022
Latest FilingJul 24, 2026
🔒 Full AUM trend chart and 15 historical filings spanning 4+ years
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Registration
Status—
Registration Date—
SEC RegisteredYes
Exempt ReportingNo
⚡ Succession Risk Score

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👥 Owners & Officers

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🏦 Client Demographics

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