RIA Intel›Advisers›New York›BOOTHBAY FUND MANAGEMENT, LLC

BOOTHBAY FUND MANAGEMENT, LLC

Advisory

N·NEW YORK, NY

Data as of May 12, 2026 · Source: SEC Form ADV

Total AUM

$18.0B

1-Year AUM Growth

+5.7%

3-Year CAGR

+45.2%

Employees

18

Assets Under Management

Total AUM$18.0B

Discretionary AUM$18.0B

Non-Discretionary AUM$0

Discretionary %100%

Total Clients7

Team

Total Employees18

Investment Advisers57

Employee Growth (1Y)-9.1%

Filing History

Total Filings on Record20

First FilingJun 26, 2014

Latest FilingMay 12, 2026

🔒 Full AUM trend chart and 20 historical filings spanning 12+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on BOOTHBAY FUND MANAGEMENT, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.