RIA Intel›Advisers›Arizona›BONSAI FINANCIAL SERVICES, LLC

BONSAI FINANCIAL SERVICES, LLC

Advisory

AZ

Data as of Sep 21, 2023 · Source: SEC Form ADV

Average account

$77K

across 89 accounts

AUM per adviser

$3M

2 advisers

Source: SEC Form ADV. Figures as filed Sep 21, 2023.

Total AUM

$7M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

2

Assets Under Management

Total AUM$7M

Discretionary AUM$6M

Non-Discretionary AUM$383K

Discretionary %94.4%

Total Clients62

Team

Total Employees2

Investment Advisers2

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureLimited Liability Company

Fiscal Year EndDecember

Operates InAZ

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

62 clients

The full client-type breakdown and the share of AUM each category represents.

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Advisers of similar size in AZ

Closest by assets under management. All figures from Form ADV.

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SUNSTREET SECURITIES, LLC

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RJ PACE FINANCIAL, LLC

$7M

JOHNSON WEALTH MANAGEMENT, LLC

$6M

GAUL, HARRY WILLIAM

$8M

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