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BNY MELLON SECURITIES CORPORATION

Advisory

N·NEW YORK, NY

Data as of Jan 23, 2026 · Source: SEC Form ADV

Total AUM
$7.1B
1-Year AUM Growth
+16.1%
3-Year CAGR
+44.7%
Employees
91
Assets Under Management
Total AUM$7.1B
Discretionary AUM$701M
Non-Discretionary AUM$6.4B
Discretionary %9.8%
Total Clients3,823
Team
Total Employees91
Investment Advisers306
Employee Growth (1Y)-6.0%
Filing History
Total Filings on Record105
First FilingMar 29, 2001
Latest FilingJan 23, 2026
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Registration
Status—
Registration Date—
SEC RegisteredYes
Exempt ReportingNo
⚡ Succession Risk Score

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👥 Owners & Officers

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🏦 Client Demographics

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