RIA Intel›Advisers›Maine›BIRCHBROOK

BIRCHBROOK

Advisory

N·BANGOR, ME

Data as of Apr 14, 2026 · Source: SEC Form ADV

Total AUM

$296M

1-Year AUM Growth

+14.8%

3-Year CAGR

+5.1%

Employees

5

Assets Under Management

Total AUM$296M

Discretionary AUM$290M

Non-Discretionary AUM$7M

Discretionary %97.7%

Total Clients293

Team

Total Employees5

Investment Advisers7

Employee Growth (1Y)0.0%

Filing History

Total Filings on Record46

First FilingJan 19, 2001

Latest FilingApr 14, 2026

🔒 Full AUM trend chart and 46 historical filings spanning 25+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on BIRCHBROOK

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.