RIA Intel›Advisers›Iowa›BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

Advisory

N·CEDAR RAPIDS, IA

Data as of Mar 27, 2026 · Source: SEC Form ADV

Total AUM

$906M

1-Year AUM Growth

+7.5%

3-Year CAGR

-6.3%

Employees

100

Assets Under Management

Total AUM$906M

Discretionary AUM$438M

Non-Discretionary AUM$468M

Discretionary %48.3%

Total Clients2,942

Team

Total Employees100

Investment Advisers100

Employee Growth (1Y)—

Filing History

Total Filings on Record69

First FilingAug 7, 2003

Latest FilingMar 27, 2026

🔒 Full AUM trend chart and 69 historical filings spanning 23+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.