RIA Intel›Advisers›BERGMAN DOUGLAS EDWARD

BERGMAN DOUGLAS EDWARD

Advisory

N·

Data as of Jan 4, 2022 · Source: SEC Form ADV

Total AUM

$229M

1-Year AUM Growth

+2.9%

3-Year CAGR

+2.8%

Employees

1

Assets Under Management

Total AUM$229M

Discretionary AUM$0

Non-Discretionary AUM$229M

Discretionary %0%

Total Clients—

Team

Total Employees1

Investment Advisers1

Employee Growth (1Y)—

Filing History

Total Filings on Record24

First FilingJun 14, 2004

Latest FilingJan 4, 2022

🔒 Full AUM trend chart and 24 historical filings spanning 18+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on BERGMAN DOUGLAS EDWARD

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.