RIA Intel›Advisers›Massachusetts›BATTERY GLOBAL ADVISORS, LLC

BATTERY GLOBAL ADVISORS, LLC

Advisory

N·BOSTON, MA

Data as of May 4, 2026 · Source: SEC Form ADV

Total AUM

$8.4B

1-Year AUM Growth

+67.3%

3-Year CAGR

+18.4%

Employees

12

Assets Under Management

Total AUM$8.4B

Discretionary AUM$3.6B

Non-Discretionary AUM$4.8B

Discretionary %43.2%

Total Clients126

Team

Total Employees12

Investment Advisers38

Employee Growth (1Y)+8.3%

Filing History

Total Filings on Record35

First FilingFeb 10, 2012

Latest FilingMay 4, 2026

🔒 Full AUM trend chart and 35 historical filings spanning 14+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on BATTERY GLOBAL ADVISORS, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.