RIA Intel›Advisers›California›BATES WEALTH MANAGEMENT, LLC

BATES WEALTH MANAGEMENT, LLC

Advisory

CA

Data as of Mar 31, 2026 · Source: SEC Form ADV

Rank in CA

#4,433

of 5,480 advisers by AUM

Average account

$408K

across 38 accounts

AUM per adviser

$8M

2 advisers

Source: SEC Form ADV. Figures as filed Mar 31, 2026.

Total AUM

$15M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

2

Assets Under Management

Total AUM$15M

Discretionary AUM$15M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients32

Team

Total Employees2

Investment Advisers2

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureLimited Liability Company

Fiscal Year EndDecember

Operates InCA

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

32 clients

4 high-net-worth

The full client-type breakdown and the share of AUM each category represents.

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