RIA Intel›Advisers›North Carolina›BARINGS LLC

BARINGS LLC

Institutional

N·CHARLOTTE, NC

Data as of Jul 1, 2026 · Source: SEC Form ADV

Total AUM

$392.8B

1-Year AUM Growth

+12.7%

3-Year CAGR

+3.4%

Employees

465

Assets Under Management

Total AUM$392.8B

Discretionary AUM$380.7B

Non-Discretionary AUM$12.1B

Discretionary %96.9%

Total Clients372

Team

Total Employees465

Investment Advisers1,101

Employee Growth (1Y)-6.7%

Filing History

Total Filings on Record92

First FilingJan 29, 2001

Latest FilingJul 1, 2026

🔒 Full AUM trend chart and 92 historical filings spanning 25+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on BARINGS LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.