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BARCLAYS CAPITAL INC.

Advisory

N·NEW YORK, NY

Data as of Dec 15, 2015 · Source: SEC Form ADV

Total AUM

$12.8B

1-Year AUM Growth

-1.9%

3-Year CAGR

+1.9%

Employees

204

Assets Under Management

Total AUM$12.8B

Discretionary AUM$11.9B

Non-Discretionary AUM$857M

Discretionary %93.3%

Total Clients—

Team

Total Employees204

Investment Advisers765

Employee Growth (1Y)—

Filing History

Total Filings on Record134

First FilingFeb 15, 2008

Latest FilingDec 15, 2015

🔒 Full AUM trend chart and 134 historical filings spanning 7+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on BARCLAYS CAPITAL INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.