RIA Intel›Advisers›Massachusetts›BALTER CAPITAL MANAGEMENT LLC

BALTER CAPITAL MANAGEMENT LLC

Advisory

N·BOSTON, MA

Data as of Jun 11, 2019 · Source: SEC Form ADV

Total AUM

$695M

1-Year AUM Growth

-39.0%

3-Year CAGR

-19.1%

Employees

4

Assets Under Management

Total AUM$695M

Discretionary AUM$379M

Non-Discretionary AUM$316M

Discretionary %54.6%

Total Clients—

Team

Total Employees4

Investment Advisers12

Employee Growth (1Y)—

Filing History

Total Filings on Record25

First FilingApr 23, 2007

Latest FilingJun 11, 2019

🔒 Full AUM trend chart and 25 historical filings spanning 12+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on BALTER CAPITAL MANAGEMENT LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.