RIA Intel›Advisers›Maine›BALATSOS, DIMITRI, NIKOLAS

BALATSOS, DIMITRI, NIKOLAS

Advisory

Data as of Mar 31, 2025 · Source: SEC Form ADV

AUM change, 1 year

-94.4%

2nd percentile in ME

AUM CAGR, 3 year

-68.1%

compound annual growth

Filing history

9

filings since 2001

Source: SEC Form ADV. Figures as filed Mar 31, 2025.

Total AUM

—

1-Year AUM Growth

-94.4%

3-Year CAGR

-68.1%

Employees

1

Assets Under Management

Total AUM—

Discretionary AUM—

Non-Discretionary AUM—

Discretionary %100%

Total Clients—

Team

Total Employees1

Investment Advisers1

Employee Growth (1Y)—

Filing History

Total Filings on Record9

First FilingMar 26, 2001

Latest FilingMar 31, 2025

Full AUM trend chart and 9 historical filings spanning 24+ years

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Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureSole Proprietorship

Fiscal Year EndDecember

Operates InME

Succession Risk

Elevated risk

Composite band across five pillars

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

14th percentile

Composite rank among ME advisers

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

The full client-type breakdown and the share of AUM each category represents.

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