RIA Intel›Advisers›California›BAKER AND BAKER FINANCIAL LLC

BAKER AND BAKER FINANCIAL LLC

Advisory

CARLSBAD, CA

Data as of Mar 18, 2026 · Source: SEC Form ADV

Rank in CA
#4,888
of 5,480 advisers by AUM
Average account
$324K
across 17 accounts
AUM per adviser
$3M
2 advisers

Source: SEC Form ADV. Figures as filed Mar 18, 2026.

Total AUM
$6M
Discretionary %
83%
Clients
17
Employees
2

State-registered adviser

Figures are from this firm’s most recent Form ADV. Growth rates, the AUM trend and peer ranking each need two or more filings to compare, so they are not available yet — they build up from here as new filings are made.

Assets Under Management
Total AUM$6M
Discretionary AUM$5M
Non-Discretionary AUM$937K
Discretionary %83%
Total Clients17
Team
Total Employees2
Investment Advisers2
Registration
SEC RegisteredNo
Exempt ReportingNo
Legal StructureLimited Liability Company
Fiscal Year EndDecember
Operates InCA, ID
Succession Risk
Peer Benchmarking
Owners & Officers
Client Demographics

Advisers of similar size in CA

Closest by assets under management. All figures from Form ADV.

ETZLER FINANCIAL ADVISORS, LLC
RED BLUFF, CA
$6M
HIGHLAND CAPITAL GROUP INC.
LOS ANGELES, CA
$6M
GT INVESTMENT MANAGEMENT, LLC
LOS ANGELES, CA
$6M
NEWPORT CAPITAL ASSET MANAGEMENT GROUP, LLC
NEWPORT BEACH, CA
$6M
+120.0% 1Y
NORTHERN STAR GENERATIONAL WEALTH
MOUNTAIN VIEW, CA
$6M
BURLINGAME INVESTMENT GROUP LLC
$6M

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