RIA Intel›Advisers›Tennessee›B RILEY WEALTH MANAGEMENT, INC.

B RILEY WEALTH MANAGEMENT, INC.

Advisory

N·MEMPHIS, TN

Data as of Mar 31, 2022 · Source: SEC Form ADV

Total AUM

$4.1B

1-Year AUM Growth

-1.3%

3-Year CAGR

+23.6%

Employees

207

Assets Under Management

Total AUM$4.1B

Discretionary AUM$3.2B

Non-Discretionary AUM$928M

Discretionary %77.5%

Total Clients—

Team

Total Employees207

Investment Advisers250

Employee Growth (1Y)—

Filing History

Total Filings on Record68

First FilingOct 26, 2006

Latest FilingMar 31, 2022

🔒 Full AUM trend chart and 68 historical filings spanning 16+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on B RILEY WEALTH MANAGEMENT, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.